| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS5 years Filed as: PACIFIC INVESTMENT MANAGEMENT Service code 28 · EIN 33-0629048 | Investment Management | $705,241 |
ALLERGAN INC.1 year Filed as: ALLERGAN INC Service code 28 · EIN 95-1622442 | Investment Management | $406,270 |
MILLIMAN, INC.5 years Filed as: MILLIMAN INC. Service code 50 · EIN 91-0675641 | Direct Payment | $323,048 |
THE BANK OF NEW YORK MELLON9+ years Service code 18 · EIN 13-5160382 | Investment management fees paid direc... | $297,526 |
VERUS5 years Filed as: VERUS ADVISORY, INC. Service code 28 · EIN 91-1320111 | Investment Management | $140,465 |
RUSSELL TRUST COMPANY3 years Service code 28 · EIN 91-1116938 | Investment Management | $5,295 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | — | — |
| Part 1 Loan in default | SIGMA ERISA LIQUIDATING POOL | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $9,556,684-100.0% | $80,293-100.0% | $9,556,684-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 5.6%-5.6pp | 2.4%-2.4pp |
| Annual return | 2.67% | 8.68%-6.0pp | 15.31%-12.6pp | 22.81%-20.1pp |
| Employer contribution / active EE | $0 | $9,089-100.0% | $28,686-100.0% | $18,290-100.0% |
| Participant deferral / active EE | $0 | $199-100.0% | $126-100.0% | $603-100.0% |
| Admin fee / account holder | $0 | $85,222-100.0% | $456-100.0% | $85,222-100.0% |