Filed February 19, 2021 (most recent of 7 filings on file)
Total covered: 34 employees
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $334,281 |
LAZARD ASSET MANAGEMENT2 years Service code 50 · EIN 05-0530199 | Direct Payment | $270,350 |
THE ADVISORY GROUP2 years Filed as: ADVISORY GROUP OF SAN FRANCISCO Service code 27 · EIN 94-3339091 | Advisory (Plan) | $171,668 |
CLIFTONLARSONALLEN LLP3 years Service code 10 · EIN 41-0746749 | Accounting | $17,500 |
DAVID JOSEPH ZUERCHER5+ years Service code 28 · EIN 45-5729777 | Investment Management | $10,000 |
MIKE STODDEN2 years Service code 28 · EIN 51-7626711 | Investment Management | $10,000 |
RICH BARTOL CONSULTING3 years Filed as: RICH SIMPSON Service code 28 · EIN 94-2455733 | Investment Management | $8,000 |
SKY BLUE SERVICES INC.4 years Service code 28 · EIN 81-0942530 | Investment Management | $8,000 |
LEN MCCANDLISS5+ years Service code 28 · EIN 55-4520548 | Investment Management | $7,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,497 | $105,190-64.4% | $98,920-62.1% | $90,274-58.5% |
| Participation rate | 66.0% | 86.4%-20.3pp | 76.0%-10.0pp | 73.4%-7.3pp |
| Annual return | -10.77% | 18.52%-29.3pp | 196.47%-207.2pp | 53.97%-64.7pp |
| Employer contribution / active EE | $3,592 | $3,831-6.2% | $2,689+33.5% | $2,523+42.3% |
| Participant deferral / active EE | $0 | $5,616-100.0% | $4,245-100.0% | $4,231-100.0% |
| Admin fee / account holder | $152 | $97+55.7% | $6,643-97.7% | $114+32.8% |