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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $3,435 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,176 | $38,969+149.4% | $109,313-11.1% | $55,167+76.1% |
| Participation rate | 76.4% | 58.2%+18.2pp | 71.3%+5.1pp | 69.0%+7.4pp |
| Annual return | 9.24% | 8.26%+1.0pp | 22.07%-12.8pp | 169.23%-160.0pp |
| Employer contribution / active EE | $383 | $1,227-68.8% | $3,892-90.2% | $1,963-80.5% |
| Participant deferral / active EE | $4,978 | $2,176+128.8% | $3,166+57.2% | $3,054+63.0% |
| Admin fee / account holder | $17 | $501-96.5% | $5,666-99.7% | $504-96.6% |