Filed June 25, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $58,345 |
SECURITIES AMERICA INC4+ years Filed as: SECURITIES AMERICA ADVISORS Service code 27 · EIN 47-0648506 | Advisory (Plan) | $14,167 |
SHEA LABAGH DOBBERSTEIN4+ years Service code 10 · EIN 94-2290202 | Accounting | $10,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,585 | $75,388-26.3% | $123,553-55.0% | $55,725-0.3% |
| Participation rate | 48.5% | 75.7%-27.2pp | 82.3%-33.8pp | 70.9%-22.4pp |
| Annual return | -5.04% | 4.48%-9.5pp | 119.21%-124.2pp | 244.93%-250.0pp |
| Employer contribution / active EE | $0 | $3,063-100.0% | $4,628-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $3,541 | $5,651-37.3% | $6,426-44.9% | $3,356+5.5% |
| Admin fee / account holder | $242 | $120+102.2% | $9,284-97.4% | $115+110.2% |