Filed June 25, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $36,199 |
SECURITIES AMERICA INC1+ years Filed as: SECURITIES AMERICA ADVISORS Service code 27 · EIN 47-0648506 | Advisory (Plan) | $12,421 |
SHEA LABAGH DOBBERSTEIN1+ years Service code 10 · EIN 94-2290202 | Accounting | $10,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,978 | $88,324-41.2% | $115,037-54.8% | $55,191-5.8% |
| Participation rate | 42.6% | 72.5%-29.9pp | 81.4%-38.8pp | 69.2%-26.5pp |
| Annual return | 1.40% | 6.30%-4.9pp | 26.14%-24.7pp | 10.78%-9.4pp |
| Employer contribution / active EE | $4 | $2,805-99.9% | $4,608-99.9% | $1,899-99.8% |
| Participant deferral / active EE | $3,295 | $5,042-34.6% | $6,026-45.3% | $3,046+8.2% |
| Admin fee / account holder | $169 | $105+60.5% | $8,175-97.9% | $91+86.3% |