Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3 years Filed as: CETERA ADVISORS LLC Service code 26 200 N. PACIFIC COAST HWY, STE 1200 · EL SEGUNDO, CA 90245 | Advisory (Participants) | $10,293 |
Filed as: DST-AMS AGT FOR RETIREMENT SOLUTION Service code 15 · EIN 04-3157927 P.O.BOX 219320 · KANSAS CITY, MO 641219325 | Recordkeeping | $1,510 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,627 | $45,602-43.8% | $117,533-78.2% | $66,938-61.7% |
| Participation rate | 54.9% | 57.6%-2.7pp | 70.6%-15.7pp | 69.8%-14.9pp |
| Annual return | -16.43% | -16.74%+0.3pp | 29.77%-46.2pp | 1.58%-18.0pp |
| Employer contribution / active EE | $585 | $1,579-62.9% | $4,179-86.0% | $2,545-77.0% |
| Participant deferral / active EE | $1,270 | $2,845-55.4% | $4,072-68.8% | $4,238-70.0% |
| Admin fee / account holder | $148 | $661-77.7% | $5,647-97.4% | $594-75.1% |