Filed April 30, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $30,933 |
M HOLDINGS SECURITIES INC2 years Service code 55 PO BOX 2207 · PORTLAND, OR 97208 | Other Commissions | $25,772 |
BOWMAN & COMPANY LLP2 years Service code 10 10100 TRINITY PKWY STE 310 · STOCKTON, CA 952197240 | Accounting | $5,436 |
Service code 27 1200 NEWPORT CENTER DR STE 200 · NEWPORT BEACH, CA 92660 | Advisory (Plan) | $4,398 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $153 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,210 | $65,223-27.6% | $80,019-41.0% | $55,725-15.3% |
| Participation rate | 38.9% | 80.6%-41.7pp | 75.8%-36.9pp | 70.9%-32.0pp |
| Annual return | -4.25% | 7.59%-11.8pp | 11.22%-15.5pp | 244.93%-249.2pp |
| Employer contribution / active EE | $764 | $2,544-70.0% | $2,468-69.1% | $2,078-63.2% |
| Participant deferral / active EE | $1,515 | $3,881-60.9% | $3,686-58.9% | $3,356-54.8% |
| Admin fee / account holder | $186 | $114+62.9% | $6,521-97.1% | $115+61.5% |