Filed November 26, 1997 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
HUBER CAPITAL MANAGEMENT1+ years Service code 28 · EIN 20-8441410 | Investment Management | $1,896,898 |
DEPRINCE, RACE & ZOLLO1+ years Filed as: DEPRINCE RACE & ZOLLO INC. Service code 28 · EIN 59-3299598 | Investment Management | $1,864,603 |
NORTHERN TRUST COMPANY1+ years Filed as: THE NORTHERN TRUST COMPANY Service code 21 · EIN 36-1561860 | Bank Trustee | $1,706,304 |
SANDS CAPITAL MANAGEMENT, LLC1+ years Service code 28 · EIN 20-2830751 | Investment Management | $1,300,865 |
Service code 28 · EIN 41-1923871 | Investment Management | $999,493 |
AMERICAN FUNDS1+ years Filed as: CAPITAL GUARDIAN TRUST CO. Service code 28 · EIN 95-2553868 | Investment Management | $947,394 |
ROGGE GLOBAL PARTNERS PLC1+ years Service code 28 · EIN 06-1307171 | Investment Management | $797,236 |
DODGE & COX1+ years Service code 28 · EIN 94-1441976 | Investment Management | $497,407 |
WILLIS TOWERS WATSON US LLC1+ years Filed as: TOWERS WATSON Service code 11 · EIN 23-1159360 | Actuarial | $449,618 |
STRATEGIC ADVISORS, INC.1+ years Filed as: STRATEGIC INVESTMENT SOLUTIONS Service code 17 · EIN 94-3194697 | Pension Consulting | $425,436 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | KAUPTHING BANK | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $219,333-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 42.3%-42.3pp | 9.2%-9.2pp |
| Annual return | -4.44% | -1.20%-3.2pp | -2.01%-2.4pp | -0.08%-4.4pp |
| Employer contribution / active EE | $3,089 | $5,696-45.8% | $34,453-91.0% | $7,991-61.3% |
| Participant deferral / active EE | $0 | $79-100.0% | $34-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $5,362-100.0% | $275-100.0% |