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| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $159,316 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON COMPANIES, LLC Service code 16 · EIN 20-5846186 | Consulting | $46,875 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,398 | $120,450-19.1% | $159,495-38.9% | $93,010+4.7% |
| Participation rate | 93.3% | 78.0%+15.3pp | 82.8%+10.4pp | 73.9%+19.4pp |
| Annual return | 103.60% | 27.11%+76.5pp | 263.72%-160.1pp | 158.70%-55.1pp |
| Employer contribution / active EE | $1,743 | $3,526-50.6% | $4,831-63.9% | $2,705-35.6% |
| Participant deferral / active EE | $4,704 | $7,283-35.4% | $7,354-36.0% | $4,561+3.1% |
| Admin fee / account holder | $68 | $137-50.6% | $10,804-99.4% | $152-55.5% |