Retirement plan

H.T. HARVEY & ASSOCIATES 401(K) PLAN

Name: TRIPLE HS, INCORPORATED - H.T. HARVEY & ASSOCIATES 401(K) PLAN (2015) Form 5500
Creator: TRIPLE HS, INCORPORATED
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, H.T. HARVEY & ASSOCIATES 401(K) PLAN, TRIPLE HS, INCORPORATED

TRIPLE HS, INCORPORATEDEIN 94-2204955Plan #001PY 2015

983 UNIVERSITY AVENUE, BUILDING D - LOS GATOS, CA 95032408-458-3200triplehcompany.comLinkedIn1-10 employees

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$11M

No prior year

Total participants

151

No prior year

Average account balance

$84,969

No prior year

Annual return

5.47%

No prior year

Benchmarks

See 4,662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort4,662 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$27.48M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$218K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

126

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

84.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.40M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$16K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.76%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$615

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
INTEGRA BENEFITS CONSULTING LLC1+ years Filed as: INTEGRA EMPLOYEE BENEFIT INS Service code 16 SVCS LLC · CAMPBELL, CA 95008	Consulting	$10,149
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Service code 64 COMPANY · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$9,327
VERISIGHT, INC.1+ years Filed as: VERISIGHT, INC Service code 13	Contract Administrator	$5,075
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$3,353
VERISIGHT, INC.1+ years Filed as: VERISIGHT, INC, Service code 13 1350 TREAT BLVD STE 300 · WALNUT CREEK, CA 945977959	Contract Administrator	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$14K

$122 / participant

Contract admin$14K100.0%

% of EOY assets

0.123%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ABBOTT, STRINGHAM & LYNCH
Auditor EIN: 770051130
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$84,969

$70,002+21.4%

$115,037-26.1%

$52,331+62.4%

Participation rate

81.3%

72.1%+9.1pp

81.4%-0.1pp

68.1%+13.1pp

Annual return

5.47%

4.04%+1.4pp

26.14%-20.7pp

4.54%+0.9pp

Employer contribution / active EE

$4,536

$2,715+67.1%

$4,608-1.6%

$1,882+141.1%

Participant deferral / active EE

$9,072

$4,920+84.4%

$6,026+50.5%

$3,022+200.2%

Admin fee / account holder

$105

$566-81.5%

$8,175-98.7%

$592-82.3%

Provider

Service type

Compensation

INTEGRA BENEFITS CONSULTING LLC1+ years

Filed as: INTEGRA EMPLOYEE BENEFIT INS

Service code 16

SVCS LLC · CAMPBELL, CA 95008

Consulting

$10,149

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Service code 64

COMPANY · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$9,327

VERISIGHT, INC.1+ years

Filed as: VERISIGHT, INC

Service code 13

Contract Administrator

$5,075

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$3,353

VERISIGHT, INC.1+ years

Filed as: VERISIGHT, INC,

Service code 13

1350 TREAT BLVD STE 300 · WALNUT CREEK, CA 945977959

Contract Administrator

H.T. HARVEY & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

H.T. HARVEY & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion