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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,352 |
SECURITIES AMERICA INC3 years Service code 55 12325 PORT GRACE BLVD · LA VISTA, NE 68128 | Other Commissions | $12,308 |
Service code 10 333 CIVIC DRIVE · PLEASANT HILL, CA 94523 | Accounting | $7,813 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $430 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,230 | $49,138+49.0% | $84,021-12.8% | $65,185+12.3% |
| Participation rate | 36.0% | 60.7%-24.7pp | 69.0%-33.0pp | 70.2%-34.2pp |
| Annual return | 19.26% | 23.00%-3.7pp | 71.32%-52.1pp | 29.38%-10.1pp |
| Employer contribution / active EE | $642 | $914-29.8% | $1,984-67.7% | $2,177-70.5% |
| Participant deferral / active EE | $1,271 | $2,397-47.0% | $3,239-60.8% | $3,514-63.8% |
| Admin fee / account holder | $290 | $543-46.6% | $6,102-95.2% | $847-65.7% |