Filed October 8, 2019 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $29,354 |
NWK GROUP, INC.1 year Filed as: NWK GROUP INC FBO MARTE WERNER Service code 27 · EIN 20-2154904 | Advisory (Plan) | $14,368 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $14,357 |
NWK GROUP, INC.3+ years Filed as: NWK GROUP INC Service code 27 · EIN 20-2154904 | Advisory (Plan) | $8,289 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
JANUS HENDERSON1 year Service code 52 · EIN 84-1202943 | Indirect Investment Fees | $0 |
LEGG MASON1 year Service code 52 · EIN 95-2705767 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3287965 | Indirect Investment Fees | $0 |
PGIM INVESTMENTS1 year Service code 52 · EIN 13-7000899 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,069 | $89,739+11.5% | $149,718-33.2% | $62,292+60.6% |
| Participation rate | 100.0% | 85.1%+14.9pp | 87.1%+12.9pp | 69.5%+30.5pp |
| Annual return | 17.39% | 21.01%-3.6pp | 1501.63%-1484.2pp | 28.90%-11.5pp |
| Employer contribution / active EE | $5,713 | $3,233+76.7% | $5,445+4.9% | $2,042+179.7% |
| Participant deferral / active EE | $4,566 | $4,797-4.8% | $6,569-30.5% | $3,169+44.1% |
| Admin fee / account holder | $336 | $551-39.0% | $11,283-97.0% | $479-29.9% |