Filed February 2, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $378,840 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 28 · EIN 26-4310632 | Investment Management | $40,000 |
AMERICAN REALTY ADVISORS3+ years Filed as: BASIC AMERICAN INC Service code 28 · EIN 94-1318402 | Investment Management | $26,270 |
SHEA LABAGH DOBBERSTEIN3+ years Service code 10 · EIN 94-2290202 | Accounting | $21,300 |
TRUCKER HUSS2 years Filed as: TRUCKER HUSS, A PROFESSIONAL CORP Service code 29 · EIN 94-3216063 | Legal | $9,625 |
STEWART WEALTH MANAGEMENT INC3+ years Service code 26 · EIN 20-8690699 | Advisory (Participants) | $7,908 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $2,126 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $3 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,572 | $123,286-21.7% | $75,670+27.6% | $77,958+23.9% |
| Participation rate | 98.1% | 78.8%+19.3pp | 72.3%+25.8pp | 71.6%+26.5pp |
| Annual return | 11.14% | 20.45%-9.3pp | 27.34%-16.2pp | 20.87%-9.7pp |
| Employer contribution / active EE | $3,162 | $2,035+55.4% | $2,352+34.5% | $2,310+36.9% |
| Participant deferral / active EE | $4,993 | $3,095+61.3% | $3,142+58.9% | $3,537+41.2% |
| Admin fee / account holder | $311 | $144+115.7% | $5,800-94.6% | $97+219.3% |