Filed February 2, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $359,520 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 28 · EIN 26-4310632 | Investment Management | $40,000 |
TRUCKER HUSS1 year Filed as: TRUCKER HUSS, A PROFESSIONAL CORP Service code 28 · EIN 94-3216063 | Investment Management | $23,839 |
AMERICAN REALTY ADVISORS2+ years Filed as: BASIC AMERICAN INC Service code 28 · EIN 94-1318402 | Investment Management | $21,371 |
SHEA LABAGH DOBBERSTEIN2+ years Service code 10 · EIN 94-2290202 | Accounting | $21,300 |
YELLOWSTONE PARTNERS2+ years Filed as: YELLOWSTONE PARTNERS LLC Service code 26 · EIN 20-1470638 | Advisory (Participants) | $7,728 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $7,031 |
STEWART WEALTH MANAGEMENT INC2+ years Service code 26 · EIN 20-8690699 | Advisory (Participants) | $6,747 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $15 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,287 | $58,758+45.1% | $70,014+21.8% | $63,975+33.3% |
| Participation rate | 98.7% | 77.5%+21.2pp | 71.8%+26.9pp | 71.1%+27.6pp |
| Annual return | 7.68% | 18.05%-10.4pp | 12.99%-5.3pp | 48.65%-41.0pp |
| Employer contribution / active EE | $2,749 | $1,973+39.4% | $2,338+17.5% | $2,182+26.0% |
| Participant deferral / active EE | $4,632 | $2,912+59.1% | $2,931+58.0% | $3,356+38.0% |
| Admin fee / account holder | $299 | $71+320.7% | $4,380-93.2% | $70+324.0% |