Filed February 2, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $385,148 |
AMERICAN REALTY ADVISORS10+ years Filed as: BASIC AMERICAN INC Service code 28 · EIN 94-1318402 | Investment Management | $76,801 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL Service code 28 · EIN 26-4310632 | Investment Management | $30,000 |
Filed as: CBIZ INC Service code 10 · EIN 22-2769024 | Accounting | $20,383 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $298 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,156 | $66,457+47.7% | $81,382+20.6% | $77,643+26.4% |
| Participation rate | 97.4% | 68.7%+28.6pp | 69.5%+27.9pp | 70.6%+26.8pp |
| Annual return | 11.61% | 15.93%-4.3pp | 24.73%-13.1pp | 31.24%-19.6pp |
| Employer contribution / active EE | $3,910 | $2,159+81.1% | $2,463+58.8% | $2,726+43.4% |
| Participant deferral / active EE | $6,107 | $3,679+66.0% | $3,883+57.3% | $4,647+31.4% |
| Admin fee / account holder | $318 | $583-45.5% | $5,768-94.5% | $430-26.2% |