Filed January 31, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
POMARES & CO.6 years Filed as: POMARES & CO LLP Service code 10 805 UNIVERSITY AVE · SACRAMENTO, CA 95825 | Accounting | $13,800 |
STIFEL NICOLAUS & CO INC7+ years Service code 55 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $12,740 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,510 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,950 | $49,451+59.7% | $79,550-0.8% | $66,914+18.0% |
| Participation rate | 57.4% | 61.3%-3.9pp | 69.5%-12.1pp | 69.8%-12.4pp |
| Annual return | -12.10% | 84.25%-96.4pp | 0.16%-12.3pp | 1.58%-13.7pp |
| Employer contribution / active EE | $0 | $1,266-100.0% | $2,413-100.0% | $2,544-100.0% |
| Participant deferral / active EE | $5,705 | $3,159+80.6% | $3,985+43.2% | $4,237+34.6% |
| Admin fee / account holder | $218 | $595-63.4% | $6,832-96.8% | $593-63.3% |