Filed September 23, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $24,561 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,057 |
LPL FINANCIAL6+ years Filed as: FINANCIAL ADVOCATES INVESTMENT MANA Service code 99 1601 COOPER POINT ROAD NW · OLYMPIA, WA 98502 | Other Fees | $9,456 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,619 | $60,124+74.0% | $90,404+15.7% | $79,858+31.0% |
| Participation rate | 91.9% | 65.0%+26.9pp | 72.7%+19.2pp | 69.6%+22.2pp |
| Annual return | -1.90% | 71.94%-73.8pp | 1293.02%-1294.9pp | 31.71%-33.6pp |
| Employer contribution / active EE | $5,022 | $2,068+142.9% | $3,262+54.0% | $2,471+103.3% |
| Participant deferral / active EE | $9,291 | $2,938+216.2% | $3,963+134.4% | $3,740+148.4% |
| Admin fee / account holder | $370 | $3,976-90.7% | $5,611-93.4% | $5,306-93.0% |