Filed November 26, 2007 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUNITY COMPANY Service code 64 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $99,857 |
Filed as: ADVISED ASSETS GROUP Service code 26 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $75,938 |
MOSS ADAMS LLP2+ years Service code 71 999 THIRD AVENUE · SEATTLE, WA 98104 | Brokerage Fees | $14,000 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $2,322 |
INTEGRATED WEALTH COUNSEL LLC2+ years Service code 70 · EIN 77-0576763 | Consulting Fees | $883 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,464 | $37,213+132.3% | $156,551-44.8% | $63,975+35.2% |
| Participation rate | 76.6% | 65.0%+11.6pp | 84.0%-7.4pp | 71.1%+5.5pp |
| Annual return | 7.45% | 47.89%-40.4pp | 32.23%-24.8pp | 48.65%-41.2pp |
| Employer contribution / active EE | $0 | $1,357-100.0% | $5,501-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $5,913 | $2,070+185.6% | $4,871+21.4% | $3,356+76.2% |
| Admin fee / account holder | $86 | $56+53.2% | $13,028-99.3% | $70+22.5% |