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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Recordkeepi... | $71,938 |
GRANT THORNTON LLP2+ years Filed as: GRANT THORNTON, LLP Service code 10 · EIN 36-6055558 | Accounting | $68,788 |
SAGEVIEW ADVISORY GROUP, LLC2+ years Filed as: SAGEVIEW ADVISORY GROUP Service code 27 · EIN 33-0818667 | Advisory (Plan) | $38,000 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $117 |
Filed as: CHARLES SCHWAB & CO INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,679 | $59,093-21.0% | $97,295-52.0% | $77,762-40.0% |
| Participation rate | 97.8% | 67.8%+30.1pp | 72.7%+25.2pp | 70.6%+27.2pp |
| Annual return | 13.06% | 16.93%-3.9pp | 75.62%-62.6pp | 31.27%-18.2pp |
| Employer contribution / active EE | $630 | $1,727-63.5% | $2,723-76.9% | $2,728-76.9% |
| Participant deferral / active EE | $4,086 | $3,901+4.8% | $4,264-4.2% | $4,651-12.1% |
| Admin fee / account holder | $187 | $346-45.9% | $5,646-96.7% | $433-56.7% |