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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $23,483 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $16,131 |
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,606 | $70,418-28.1% | $96,570-47.6% | $85,847-41.1% |
| Participation rate | 86.5% | 61.8%+24.7pp | 69.8%+16.7pp | 69.3%+17.2pp |
| Annual return | 12.80% | 18.59%-5.8pp | 37.79%-25.0pp | 318.61%-305.8pp |
| Employer contribution / active EE | $8,321 | $1,413+488.8% | $2,357+253.0% | $2,565+224.4% |
| Participant deferral / active EE | $2,931 | $2,894+1.3% | $3,849-23.9% | $3,952-25.8% |
| Admin fee / account holder | $763 | $4,995-84.7% | $6,182-87.7% | $6,261-87.8% |