Filed October 4, 2024 (most recent of 3 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $26,687 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,765 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,453 | $91,537-44.9% | $130,045-61.2% | $75,173-32.9% |
| Participation rate | 100.0% | 71.5%+28.5pp | 78.5%+21.5pp | 67.2%+32.8pp |
| Annual return | 16.40% | -631.55%+647.9pp | -137.30%+153.7pp | 160.72%-144.3pp |
| Employer contribution / active EE | $7,329 | $2,845+157.6% | $4,321+69.6% | $2,671+174.4% |
| Participant deferral / active EE | $4,546 | $4,343+4.7% | $5,820-21.9% | $4,126+10.2% |
| Admin fee / account holder | $180 | $6,780-97.3% | $10,600-98.3% | $5,651-96.8% |