Filed October 4, 2024 (most recent of 3 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $34,150 |
Service code 37 · EIN 04-2647786 | Loan Processing | $17,259 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,225 | $60,139+10.1% | $90,461-26.8% | $79,856-17.1% |
| Participation rate | 100.0% | 65.0%+35.0pp | 72.7%+27.3pp | 69.6%+30.4pp |
| Annual return | 7.29% | 71.96%-64.7pp | 1294.76%-1287.5pp | 31.71%-24.4pp |
| Employer contribution / active EE | $2,999 | $2,069+45.0% | $3,264-8.1% | $2,471+21.4% |
| Participant deferral / active EE | $6,494 | $2,939+121.0% | $3,964+63.8% | $3,741+73.6% |
| Admin fee / account holder | $261 | $3,978-93.4% | $5,617-95.4% | $5,306-95.1% |