Filed February 4, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $13,954 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,000 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,197 | $48,570-25.5% | $130,648-72.3% | $72,985-50.4% |
| Participation rate | 96.7% | 58.6%+38.2pp | 71.7%+25.0pp | 69.5%+27.3pp |
| Annual return | 20.18% | 38.63%-18.4pp | 1708.96%-1688.8pp | 81.00%-60.8pp |
| Employer contribution / active EE | $1,319 | $1,334-1.2% | $4,092-67.8% | $2,440-46.0% |
| Participant deferral / active EE | $4,001 | $2,384+67.8% | $3,603+11.0% | $3,607+10.9% |
| Admin fee / account holder | $83 | $3,549-97.7% | $5,464-98.5% | $5,124-98.4% |