Filed June 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SLOY DAHL & HOLST2+ years Filed as: SLOY DAHL & HOLST INC. Service code 26 · EIN 93-0989022 | Advisory (Participants) | $17,690 |
TENBRIDGE PARTNERS LLC2+ years Service code 26 · EIN 45-3466822 | Advisory (Participants) | $11,541 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $1,407 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,159 | $58,726+171.0% | $92,233+72.6% | $62,292+155.5% |
| Participation rate | 76.4% | 68.3%+8.1pp | 76.5%-0.1pp | 69.5%+6.9pp |
| Annual return | 16.32% | 43.62%-27.3pp | 176.28%-160.0pp | 28.90%-12.6pp |
| Employer contribution / active EE | $11,773 | $2,392+392.2% | $3,679+220.0% | $2,042+476.5% |
| Participant deferral / active EE | $5,164 | $2,766+86.7% | $3,897+32.5% | $3,169+62.9% |
| Admin fee / account holder | $135 | $556-75.8% | $5,194-97.4% | $479-71.9% |