Retirement plan

STOEL RIVES RETIREMENT PLAN

Name: STOEL RIVES LLP - STOEL RIVES RETIREMENT PLAN (2017) Form 5500
Creator: STOEL RIVES LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STOEL RIVES RETIREMENT PLAN, STOEL RIVES LLP

STOEL RIVES LLPEIN 93-0408771Plan #333PY 2017

760 SW NINTH AVENUE, SUITE 3000 - PORTLAND, OR 97205503-294-9484stoel.comLinkedIn501-1000 employeeslaw practice

Other plans on this EIN

1 filing

#012Retirement-$23.0M assets

Prospect flagsLow returnsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$493.5M

-3.4% from 2016

Total participants

1,356

+1.8% from 2016

Average account balance

$373,011

-4.4% from 2016

Annual return

13.76%

-4.02 pp from 2016

Benchmarks

See 2,615 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,615 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$560.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$430K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,303

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$17.65M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$27K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.14%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$544

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
WELLS FARGO BANK, N.A.2 years Service code 21 · EIN 94-1347393	Bank Trustee	$232,751
JP MORGAN INVESTMENT MANAGEMENT INC2 years Filed as: WCM INVESTMENT MANAGEMENT Service code 28 281 BROOKS STREET · LAGUNA BEACH, CA 92651	Investment Management	$147,098
MEKETA INVESTMENT GROUP3+ years Service code 27 205 SE SPOKANE STREET, SUITE 300 · PORTLAND, OR 97202	Advisory (Plan)	$142,254
BAKER ELLIS ASSET MANAGEMENT3+ years Service code 26 · EIN 75-2997594	Advisory (Participants)	$127,106
VULCAN VALUE PARTNERS2 years Filed as: VULCAN VALUE PARTNERS LLC Service code 28 2801 HIGHWAY 280 SOUTH, SUITE 300 · BIRMINGHAM, AL 35223	Investment Management	$76,304
PIER CAPITAL, LLC2 years Filed as: PIER CAPITAL LLC Service code 28 · EIN 86-1105603	Investment Management	$49,119
BRANDYWINE GLOBAL INVESTMENT MGMT3+ years Filed as: BRANDYWINE GLOBAL INVESTMENT MGMT. Service code 28 2929 ARCH STREET, 8TH FLOOR · PHILADELPHIA, PA 19104	Investment Management	$25,517
JP MORGAN INVESTMENT MANAGEMENT INC3+ years Filed as: SIGMA INVESTMENT MANAGEMENT Service code 26 · EIN 93-1092508	Advisory (Participants)	$21,036
THE VANGUARD GROUP, INC.3+ years Service code 19 · EIN 23-2186884	Securities Custodian	$18,565

Plan features & details

Pension benefit codes2E2F2H2J2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$812K

$1168 / participant

Investment mgmt$590K72.6%
Other / not subdivided$222K27.4%

% of EOY assets

0.165%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GEFFEN, MESHER & COMPANY, PC
Auditor EIN: 931042710
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$373,011

$155,795+139.4%

$136,298+173.7%

$69,634+435.7%

Participation rate

95.3%

75.2%+20.0pp

81.9%+13.3pp

70.7%+24.6pp

Annual return

13.76%

232464.33%-232450.6pp

5156.27%-5142.5pp

27572.26%-27558.5pp

Employer contribution / active EE

$13,027

$2,991+335.5%

$4,696+177.4%

$2,032+541.0%

Participant deferral / active EE

$9,500

$5,394+76.1%

$6,247+52.1%

$3,224+194.7%

Admin fee / account holder

$614

$128+378.6%

$9,244-93.4%

$110+455.7%

Provider

Service type

Compensation

WELLS FARGO BANK, N.A.2 years

Service code 21 · EIN 94-1347393

Bank Trustee

$232,751

JP MORGAN INVESTMENT MANAGEMENT INC2 years

Filed as: WCM INVESTMENT MANAGEMENT

Service code 28

281 BROOKS STREET · LAGUNA BEACH, CA 92651

Investment Management

$147,098

MEKETA INVESTMENT GROUP3+ years

Service code 27

205 SE SPOKANE STREET, SUITE 300 · PORTLAND, OR 97202

Advisory (Plan)

$142,254

BAKER ELLIS ASSET MANAGEMENT3+ years

Service code 26 · EIN 75-2997594

Advisory (Participants)

$127,106

VULCAN VALUE PARTNERS2 years

Filed as: VULCAN VALUE PARTNERS LLC

Service code 28

2801 HIGHWAY 280 SOUTH, SUITE 300 · BIRMINGHAM, AL 35223

Investment Management

$76,304

PIER CAPITAL, LLC2 years

Filed as: PIER CAPITAL LLC

Service code 28 · EIN 86-1105603

Investment Management

$49,119

BRANDYWINE GLOBAL INVESTMENT MGMT3+ years

Filed as: BRANDYWINE GLOBAL INVESTMENT MGMT.

Service code 28

2929 ARCH STREET, 8TH FLOOR · PHILADELPHIA, PA 19104

Investment Management

$25,517

JP MORGAN INVESTMENT MANAGEMENT INC3+ years

Filed as: SIGMA INVESTMENT MANAGEMENT

Service code 26 · EIN 93-1092508

Advisory (Participants)

$21,036

THE VANGUARD GROUP, INC.3+ years

Service code 19 · EIN 23-2186884

Securities Custodian

$18,565

STOEL RIVES RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STOEL RIVES RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion