Filed February 10, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $24,932 |
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $24,691 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $13,851 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,081 | $37,196-43.3% | $154,108-86.3% | $55,725-62.2% |
| Participation rate | 32.4% | 64.1%-31.7pp | 83.0%-50.6pp | 70.9%-38.4pp |
| Annual return | -5.99% | 1319.68%-1325.7pp | 735.21%-741.2pp | 244.93%-250.9pp |
| Employer contribution / active EE | $487 | $1,614-69.8% | $5,298-90.8% | $2,078-76.6% |
| Participant deferral / active EE | $794 | $2,068-61.6% | $5,081-84.4% | $3,356-76.3% |
| Admin fee / account holder | $194 | $102+91.1% | $13,411-98.6% | $115+68.5% |