Filed April 18, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO2 years Service code 15 · EIN 04-2647786 | Recordkeeping | $462,574 |
Service code 10 · EIN 93-1238515 | Accounting | $75,000 |
STRATEGIC ADVISORS, INC.2 years Filed as: STRATEGIC ADVISORS Service code 27 · EIN 04-2654524 | Advisory (Plan) | $42,824 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $19,488 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,039 | $63,259+32.8% | $178,490-52.9% | $93,223-9.9% |
| Participation rate | 89.1% | 72.1%+17.0pp | 81.9%+7.2pp | 74.9%+14.2pp |
| Annual return | 15.11% | 19.93%-4.8pp | 151.07%-136.0pp | 19.29%-4.2pp |
| Employer contribution / active EE | $3,343 | $1,865+79.3% | $5,011-33.3% | $2,680+24.8% |
| Participant deferral / active EE | $5,182 | $3,372+53.7% | $5,202-0.4% | $4,563+13.6% |
| Admin fee / account holder | $87 | $58+49.5% | $13,984-99.4% | $79+9.6% |