Filed April 18, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $322,708 |
ADVISORY SERVICES & INVESTMENTS1+ years Filed as: ADVISORY SERVICES AND INVESTMENTS Service code 16 · EIN 93-1238515 | Consulting | $75,000 |
AKT LLP1+ years Filed as: AKT CPAS & BUSINESS CONSULTANTS Service code 10 · EIN 93-0623286 | Accounting | $14,500 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,096 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,585 | $63,964-27.2% | $147,614-68.4% | $67,505-31.0% |
| Participation rate | 69.0% | 68.6%+0.4pp | 84.6%-15.6pp | 71.2%-2.2pp |
| Annual return | 0.62% | 9.05%-8.4pp | 61.98%-61.4pp | 6.52%-5.9pp |
| Employer contribution / active EE | $3 | $1,618-99.8% | $5,564-99.9% | $2,173-99.9% |
| Participant deferral / active EE | $4,015 | $2,589+55.1% | $4,895-18.0% | $3,597+11.6% |
| Admin fee / account holder | $99 | $43+131.0% | $11,611-99.1% | $56+76.1% |