Filed March 16, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRAUTMANN MAHER & ASSOCIATES2+ years Filed as: TRAUTMANN, MAHER & ASSOCIATES, INC. Service code 15 · EIN 91-1526584 | Recordkeeping | $204,832 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Trustee (bank, trust company, or simi... | $59,419 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 26 · EIN 13-2638116 | Advisory (Participants) | $54,958 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,193 | $107,045-62.5% | $108,745-63.0% | $63,975-37.2% |
| Participation rate | 56.8% | 81.9%-25.1pp | 77.7%-20.8pp | 71.1%-14.3pp |
| Annual return | 9.33% | 18.14%-8.8pp | 46.22%-36.9pp | 48.65%-39.3pp |
| Employer contribution / active EE | $3,224 | $2,651+21.6% | $3,323-3.0% | $2,182+47.8% |
| Participant deferral / active EE | $3,594 | $4,292-16.3% | $5,121-29.8% | $3,356+7.1% |
| Admin fee / account holder | $75 | $67+11.4% | $6,144-98.8% | $70+6.2% |