Filed March 16, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRAUTMANN MAHER & ASSOCIATES1+ years Filed as: TRAUTMANN, MAHER & ASSOCIATES, INC. Service code 15 · EIN 91-1526584 | Recordkeeping | $198,441 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (other than securities); Cu... | $53,320 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 26 · EIN 13-2638116 | Advisory (Participants) | $49,201 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,070 | $99,628-63.8% | $105,218-65.7% | $59,188-39.1% |
| Participation rate | 61.2% | 80.5%-19.3pp | 77.2%-16.1pp | 69.4%-8.3pp |
| Annual return | -0.30% | 3.21%-3.5pp | 5.33%-5.6pp | 5.51%-5.8pp |
| Employer contribution / active EE | $2,453 | $2,4540% | $3,255-24.6% | $2,098+16.9% |
| Participant deferral / active EE | $3,420 | $4,189-18.4% | $4,867-29.7% | $3,265+4.8% |
| Admin fee / account holder | $70 | $62+11.5% | $6,992-99.0% | $92-24.5% |