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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $9,908 |
LPL FINANCIAL1 year Filed as: KMS FINANCIAL SERVICES Service code 55 2001 SIXTH AVE · SEATTLE, WA 98121 | Other Commissions | $8,420 |
Service code 13 · EIN 33-1087673 6701 N COUNTRY HOMES BLVD · SPOKANE, WA 99208 | Contract Administrator | $1,235 |
Filed as: EMPOWER RETIREMENT ADVISORY SVCS Service code 28 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $532 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,640 | $43,075-5.7% | $74,577-45.5% | $62,881-35.4% |
| Participation rate | 49.0% | 58.1%-9.1pp | 68.1%-19.2pp | 69.3%-20.3pp |
| Annual return | 8.84% | 17.50%-8.7pp | 20.47%-11.6pp | 20.14%-11.3pp |
| Employer contribution / active EE | $1,118 | $1,498-25.4% | $2,525-55.7% | $2,281-51.0% |
| Participant deferral / active EE | $1,594 | $2,389-33.3% | $3,458-53.9% | $3,203-50.2% |
| Admin fee / account holder | $161 | $2,840-94.3% | $4,138-96.1% | $4,296-96.3% |