Filed March 23, 2017
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 99 · EIN 13-2638166 | Other Fees | $45,651 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $15,981 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $13,236 |
SELDEN FOX, LTD.1 year Filed as: SELDON FOX, LTD Service code 99 · EIN 36-2985770 | Other Fees | $10,450 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,741 | $42,901+160.5% | $91,227+22.5% | $64,824+72.4% |
| Participation rate | 69.1% | 68.1%+1.0pp | 73.2%-4.1pp | 71.5%-2.4pp |
| Annual return | -19.11% | -13.53%-5.6pp | 114.14%-133.3pp | 32.84%-52.0pp |
| Employer contribution / active EE | $3,030 | $1,571+92.9% | $2,851+6.3% | $2,507+20.9% |
| Participant deferral / active EE | $8,042 | $3,501+129.7% | $4,234+90.0% | $4,311+86.5% |
| Admin fee / account holder | $89 | $131-32.5% | $5,423-98.4% | $188-52.9% |