Filed March 23, 2017
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 99 · EIN 13-2638166 | Other Fees | $68,203 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $13,724 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $10,364 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,734 | $55,125+153.5% | $109,907+27.1% | $86,821+60.9% |
| Participation rate | 77.6% | 70.1%+7.5pp | 74.2%+3.4pp | 72.3%+5.3pp |
| Annual return | 19.03% | 26.20%-7.2pp | 29.46%-10.4pp | 97.94%-78.9pp |
| Employer contribution / active EE | $2,995 | $1,558+92.2% | $2,844+5.3% | $2,406+24.5% |
| Participant deferral / active EE | $8,529 | $3,337+155.6% | $4,047+110.8% | $4,132+106.4% |
| Admin fee / account holder | $56 | $141-60.3% | $6,069-99.1% | $170-67.0% |