Filed October 9, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $21,677 |
DUNCAN & HALEY LTD1 year Service code 27 · EIN 02-0532349 | Advisory (Plan) | $15,000 |
HKP ADVISORS1 year Service code 50 1700 7TH AVE · SEATTLE, WA 981014419 | Direct Payment | $13,074 |
Filed as: HAGEN, KURTH , PERMAN & CO Service code 10 1111 THIRD AVE · SEATTLE, WA 98101 | Accounting | $1,900 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $204,089 | $216,711-5.8% | $136,749+49.2% | $85,563+138.5% |
| Participation rate | 58.6% | 51.7%+6.8pp | 72.1%-13.6pp | 66.0%-7.4pp |
| Annual return | 12.81% | 15.26%-2.5pp | 24.33%-11.5pp | 31.51%-18.7pp |
| Employer contribution / active EE | $2,588 | $1,660+55.9% | $3,400-23.9% | $2,654-2.5% |
| Participant deferral / active EE | $5,535 | $2,635+110.1% | $4,692+18.0% | $4,375+26.5% |
| Admin fee / account holder | $212 | $1,223-82.7% | $11,386-98.1% | $834-74.6% |