Filed October 9, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 91-2090931 4025 DELRIDGE WAY, SUITE 250 · SEATTLE, WA 98106 | Recordkeeping | $29,873 |
DUNCAN & HALEY LTD3 years Filed as: DUNCAN & HALEY, LTD Service code 27 · EIN 02-0532349 2753 S WASHINGTON STREET · SEATTLE, WA 98144 | Advisory (Plan) | $20,000 |
CHARLES SCHWAB & CO., INC.10+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 12401 RESEARCH BLVD · AUSTIN, TX 78759 | Securities Custodian | $18,944 |
HAGEN, KURTH, PERMAN & CO., PS10+ years Service code 10 · EIN 91-1233794 1111 THIRD AVE, STE 800 · SEATTLE, WA 98101 | Accounting | $13,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $184,037 | $72,994+152.1% | $120,354+52.9% | $77,643+137.0% |
| Participation rate | 21.6% | 55.2%-33.7pp | 71.9%-50.4pp | 70.6%-49.0pp |
| Annual return | 17.06% | 18.23%-1.2pp | 107.15%-90.1pp | 31.24%-14.2pp |
| Employer contribution / active EE | $2,299 | $1,793+28.2% | $3,463-33.6% | $2,726-15.6% |
| Participant deferral / active EE | $5,025 | $3,011+66.9% | $4,991+0.7% | $4,647+8.1% |
| Admin fee / account holder | $332 | $658-49.6% | $9,423-96.5% | $430-22.9% |