Filed May 29, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $48,839 |
SAGEPOINT FINANCIAL INC1 year Filed as: SAGEPOINT FINANCIAL Service code 27 · EIN 20-1741754 | Advisory (Plan) | $37,427 |
SECURITIES AMERICA INC2 years Filed as: SECURITIES AMERICA ADVISORS Service code 27 · EIN 47-0648506 | Advisory (Plan) | $7,443 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,685 | $101,523-57.0% | $141,191-69.1% | $77,775-43.8% |
| Participation rate | 91.5% | 77.4%+14.1pp | 82.5%+9.0pp | 73.2%+18.3pp |
| Annual return | 24.70% | 56.22%-31.5pp | 71.41%-46.7pp | 32.58%-7.9pp |
| Employer contribution / active EE | $1,593 | $3,341-52.3% | $4,736-66.4% | $2,504-36.4% |
| Participant deferral / active EE | $4,669 | $6,434-27.4% | $6,710-30.4% | $3,966+17.7% |
| Admin fee / account holder | $37 | $92-60.1% | $10,264-99.6% | $100-63.5% |