Filed May 29, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $33,906 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS Service code 27 · EIN 47-0648506 | Advisory (Plan) | $32,910 |
SECURITIES AMERICA INC4+ years Service code 49 · EIN 11-2551174 | Other Services | $12,042 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,210 | $88,874-60.4% | $123,553-71.5% | $75,289-53.2% |
| Participation rate | 89.8% | 75.9%+13.9pp | 82.3%+7.5pp | 72.4%+17.4pp |
| Annual return | -7.75% | 4.22%-12.0pp | 119.21%-127.0pp | -0.04%-7.7pp |
| Employer contribution / active EE | $1,529 | $3,256-53.0% | $4,628-67.0% | $2,405-36.4% |
| Participant deferral / active EE | $4,310 | $6,174-30.2% | $6,426-32.9% | $3,739+15.3% |
| Admin fee / account holder | $28 | $95-70.9% | $9,284-99.7% | $102-73.1% |