Filed December 18, 2025 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $524,798 |
Service code 12 · EIN 13-3689044 | Participant loan processing; Finders'... | $192,085 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $20,018 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $1,442 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,759 | $58,202-7.6% | $172,757-68.9% | $89,609-40.0% |
| Participation rate | 75.3% | 72.8%+2.5pp | 82.6%-7.3pp | 69.6%+5.7pp |
| Annual return | 23.01% | 61.59%-38.6pp | 803.06%-780.1pp | 33.65%-10.6pp |
| Employer contribution / active EE | $0 | $1,759-100.0% | $5,144-100.0% | $2,584-100.0% |
| Participant deferral / active EE | $4,351 | $3,335+30.5% | $5,198-16.3% | $4,222+3.0% |
| Admin fee / account holder | $53 | $53+1.7% | $13,956-99.6% | $72-25.4% |