Filed December 18, 2025 (most recent of 5 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $372,684 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,120 |
Filed as: CHARLES SCHWAB & CO. INC Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,787 | $48,835+20.4% | $170,435-65.5% | $177,276-66.8% |
| Participation rate | 100.0% | 72.1%+27.9pp | 83.6%+16.4pp | 74.8%+25.2pp |
| Annual return | 16.45% | 19.44%-3.0pp | 205.94%-189.5pp | 21.25%-4.8pp |
| Employer contribution / active EE | $7 | $1,798-99.6% | $5,432-99.9% | $2,479-99.7% |
| Participant deferral / active EE | $6,144 | $2,757+122.8% | $4,939+24.4% | $3,881+58.3% |
| Admin fee / account holder | $38 | $52-26.3% | $13,881-99.7% | $154-75.1% |