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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $35,932 |
LPL FINANCIAL1 year Service code 16 | Consulting | $14,607 |
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 16 · EIN 04-3046611 | Consulting | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,621 | $61,391-64.8% | $149,723-85.6% | $71,529-69.8% |
| Participation rate | 96.9% | 62.5%+34.4pp | 78.8%+18.1pp | 67.9%+29.0pp |
| Annual return | 9.25% | 35.88%-26.6pp | 134.50%-125.2pp | 28.97%-19.7pp |
| Employer contribution / active EE | $2,738 | $2,384+14.9% | $4,821-43.2% | $2,590+5.7% |
| Participant deferral / active EE | $1,488 | $2,921-49.0% | $5,682-73.8% | $4,291-65.3% |
| Admin fee / account holder | $75 | $1,264-94.1% | $13,215-99.4% | $1,588-95.3% |