Filed April 8, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $41,849 |
Service code 15 · EIN 04-2647786 | Recordkeeping | $4,484 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,571 | $89,436-21.1% | $164,813-57.2% | $77,643-9.1% |
| Participation rate | 84.7% | 78.6%+6.0pp | 78.6%+6.1pp | 70.6%+14.1pp |
| Annual return | 19.12% | 28.83%-9.7pp | 69.93%-50.8pp | 31.24%-12.1pp |
| Employer contribution / active EE | $1,191 | $2,569-53.6% | $4,341-72.6% | $2,726-56.3% |
| Participant deferral / active EE | $3,580 | $4,897-26.9% | $6,031-40.7% | $4,647-23.0% |
| Admin fee / account holder | $91 | $339-73.3% | $12,690-99.3% | $430-78.9% |