Filed April 8, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $40,092 |
Service code 15 · EIN 04-2647786 | Recordkeeping | $3,983 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,525 | $71,142-20.5% | $119,609-52.7% | $64,808-12.8% |
| Participation rate | 88.7% | 78.6%+10.1pp | 79.3%+9.4pp | 71.5%+17.2pp |
| Annual return | -22.48% | -10.01%-12.5pp | -14.97%-7.5pp | 32.82%-55.3pp |
| Employer contribution / active EE | $1,324 | $2,497-47.0% | $4,232-68.7% | $2,506-47.2% |
| Participant deferral / active EE | $3,974 | $4,490-11.5% | $5,602-29.1% | $4,310-7.8% |
| Admin fee / account holder | $81 | $162-49.7% | $10,323-99.2% | $188-56.6% |