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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $4,369 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $391 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $290,750 | $50,464+476.2% | $75,784+283.7% | $52,331+455.6% |
| Participation rate | 100.0% | 66.8%+33.2pp | 75.8%+24.2pp | 68.1%+31.9pp |
| Annual return | 1.53% | 1.03%+0.5pp | 9.68%-8.1pp | 4.54%-3.0pp |
| Employer contribution / active EE | $11,477 | $1,988+477.2% | $3,323+245.3% | $1,882+509.9% |
| Participant deferral / active EE | $7,029 | $2,570+173.5% | $3,652+92.5% | $3,022+132.6% |
| Admin fee / account holder | $25 | $1,103-97.7% | $5,300-99.5% | $592-95.8% |