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| Provider | Service type | Compensation |
|---|---|---|
Filed as: M HOLDINGS SECURITIES INC. Service code 27 · EIN 91-1802259 | Advisory (Plan) | $12,161 |
JOHNSON & SHUTE, P.S.1 year Service code 10 · EIN 91-1394728 | Accounting | $9,588 |
Service code 33 · EIN 04-1590850 | Recordkeeping fees; Distribution (12b... | $5,396 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $267 |
CRM1 year Service code 52 · EIN 01-0513518 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-6056833 | Indirect Investment Fees | $0 |
Service code 53 · EIN 91-1802259 | Insurance Commissions | $0 |
Service code 52 · EIN 04-3379729 | Indirect Investment Fees | $0 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO Service code 52 · EIN 90-0342299 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $345,870 | $58,726+489.0% | $92,240+275.0% | $62,293+455.2% |
| Participation rate | 100.0% | 68.3%+31.7pp | 76.5%+23.5pp | 69.5%+30.5pp |
| Annual return | 16.06% | 43.62%-27.6pp | 176.29%-160.2pp | 28.90%-12.8pp |
| Employer contribution / active EE | $13,133 | $2,392+449.1% | $3,680+256.9% | $2,042+543.1% |
| Participant deferral / active EE | $7,872 | $2,766+184.6% | $3,897+102.0% | $3,169+148.4% |
| Admin fee / account holder | $145 | $556-73.9% | $5,194-97.2% | $479-69.7% |