Filed June 1, 2020
Total covered: 201 employees
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $140,321 |
COOK STREET CONSULTING5+ years Service code 16 · EIN 84-0854432 | Consulting | $134,401 |
MOSS ADAMS LLP5+ years Service code 10 · EIN 91-0189318 | Accounting | $19,911 |
MILLIMAN, INC.5+ years Service code 15 · EIN 91-0675641 | Recordkeeping | $16,612 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $0 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO., INC Service code 19 | Securities Custodian | $0 |
CHARLES SCHWAB & CO., INC.5+ years Service code 19 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $340,059 | $101,523+235.0% | $141,200+140.8% | $77,775+337.2% |
| Participation rate | 98.4% | 77.4%+21.1pp | 82.5%+16.0pp | 73.2%+25.2pp |
| Annual return | 21.09% | 56.22%-35.1pp | 71.41%-50.3pp | 32.58%-11.5pp |
| Employer contribution / active EE | $13,383 | $3,341+300.6% | $4,736+182.6% | $2,504+434.5% |
| Participant deferral / active EE | $9,909 | $6,434+54.0% | $6,710+47.7% | $3,966+149.9% |
| Admin fee / account holder | $73 | $92-20.7% | $10,265-99.3% | $100-27.5% |