Filed May 23, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICES AD Service code 27 880 CARILLON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $72,310 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $6,019 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $168,269 | $52,884+218.2% | $84,753+98.5% | $55,167+205.0% |
| Participation rate | 93.4% | 67.5%+25.9pp | 76.6%+16.8pp | 69.0%+24.4pp |
| Annual return | 8.23% | 18.03%-9.8pp | 22.78%-14.6pp | 169.23%-161.0pp |
| Employer contribution / active EE | $154 | $2,233-93.1% | $3,574-95.7% | $1,963-92.2% |
| Participant deferral / active EE | $7,929 | $2,644+199.9% | $3,712+113.6% | $3,054+159.6% |
| Admin fee / account holder | $526 | $581-9.5% | $5,333-90.1% | $504+4.3% |