Filed March 24, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2+ years Filed as: KMS FINANCIAL SERVICES, INC Service code 28 · EIN 91-0850651 | Investment Management | $51,521 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $24,435 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,568 | $74,089+47.9% | $133,980-18.2% | $55,167+98.6% |
| Participation rate | 99.6% | 84.3%+15.3pp | 87.1%+12.5pp | 69.0%+30.6pp |
| Annual return | 6.38% | 12.11%-5.7pp | 29.30%-22.9pp | 169.23%-162.8pp |
| Employer contribution / active EE | $5,225 | $3,064+70.6% | $5,211+0.3% | $1,963+166.2% |
| Participant deferral / active EE | $3,333 | $4,678-28.8% | $6,282-46.9% | $3,054+9.1% |
| Admin fee / account holder | $296 | $458-35.5% | $9,324-96.8% | $504-41.3% |