Filed January 5, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY Service code 28 · EIN 13-3040307 | Investment Management | $4,578,021 |
BLACKROCK1 year Filed as: BLACKROCK FINANCIAL Service code 28 · EIN 13-3806691 | Investment Management | $3,761,017 |
Service code 13 · EIN 53-0181291 | Contract Administrator | $3,243,392 |
THE BANK OF NEW YORK MELLON5+ years Service code 18 · EIN 13-5160382 | Direct payment from the plan; Custodi... | $1,176,034 |
GOLDMAN SACHS1 year Service code 28 · EIN 13-3575636 | Investment Management | $882,000 |
MERCER5+ years Service code 11 · EIN 13-2834414 | Actuarial | $630,948 |
Filed as: APTITUDE INVESTMENT MANAGEMENT Service code 28 · EIN 45-4485337 | Investment Management | $444,000 |
WITHUMSMITH+BROWN, PC2 years Filed as: FROST BROWN TODD Service code 29 · EIN 61-0722001 | Legal | $135,013 |
DELOITTE & TOUCHE LLP1 year Filed as: DELOITTE TAX LLP Service code 10 · EIN 86-1065772 | Accounting | $128,000 |
K&L GATES1 year Filed as: K&L GATES, LLP Service code 29 · EIN 25-0921018 | Legal | $120,184 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $341,093,897-100.0% | $50,635-100.0% | $341,093,897-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 6.0%-6.0pp | 0.0%0pp |
| Annual return | 9.92% | 53.17%-43.3pp | 18.06%-8.1pp | 21.83%-11.9pp |
| Employer contribution / active EE | $0 | $14,715-100.0% | $30,411-100.0% | $12,237-100.0% |
| Participant deferral / active EE | $0 | $65-100.0% | $40-100.0% | $987-100.0% |
| Admin fee / account holder | $0 | $1,551,325-100.0% | $1,675-100.0% | $1,551,325-100.0% |