Filed September 30, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $118,772 |
MARILYN RYDING1+ years Service code 99 PO BOX 6071 · LAQUINTA, CA 92248 | Other Fees | $54,000 |
WINDES, INC.1+ years Filed as: WINDES INC Service code 10 111 W OCEAN BLVD 22ND FL · LONG BEACH, CA 90802 | Accounting | $29,000 |
TRUOG-RYDING COMPANY, INC.1+ years Filed as: TRUOG-RYDING COMPANY INC Service code 16 2659 TOWNSGATE ROAD, STE 101 · WESTLAKE VILLAGE, CA 91361 | Consulting | $9,000 |
CAPITAL SYNERGY PARTNERS1+ years Service code 55 4400 MACARTHUR BLVD STE 850 · NEWPORT BEACH, CA 92660 | Other Commissions | $8,675 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $206 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,249 | $103,514-72.7% | $130,231-78.3% | $103,514-72.7% |
| Participation rate | 7.4% | 73.3%-65.9pp | 76.3%-68.9pp | 73.3%-65.9pp |
| Annual return | 17.02% | 33.12%-16.1pp | 38.77%-21.8pp | 33.12%-16.1pp |
| Employer contribution / active EE | $415 | $3,210-87.1% | $4,126-90.0% | $3,210-87.1% |
| Participant deferral / active EE | $2,033 | $5,209-61.0% | $6,799-70.1% | $5,209-61.0% |
| Admin fee / account holder | $55 | $114-52.2% | $6,020-99.1% | $114-52.2% |