Filed June 24, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $324,198 |
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 27 · EIN 20-3247391 | Advisory (Plan) | $45,000 |
AUSTIN PRINT SOLUTIONS3 years Service code 36 · EIN 56-1730685 | Copying and duplicating | $12,604 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $7,115 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,504 | $27,522-65.5% | $71,086-86.6% | $68,904-86.2% |
| Participation rate | 34.6% | 34.5%0pp | 54.7%-20.1pp | 74.1%-39.5pp |
| Annual return | -6.36% | -0.07%-6.3pp | 650.59%-657.0pp | 1.07%-7.4pp |
| Employer contribution / active EE | $250 | $325-22.9% | $1,088-77.0% | $2,540-90.1% |
| Participant deferral / active EE | $671 | $835-19.6% | $1,874-64.2% | $4,015-83.3% |
| Admin fee / account holder | $85 | $67+25.9% | $3,082-97.2% | $71+19.1% |